Passing Edexcel Politics Unit 2
These are old mark scheme (prior to the use of section A source questions) but still useful practice
Unit 2 exam practice questions
Government and Politics
Advanced Subsidiary
Unit 2 exam: Governing the UK
- In the exam you will have to answer two questions
- one from a choice of two sources in section A and one from a choice of two essay questions in section B. You will have 1 hour and 20 minutes – there are 80 marks – 1 mark a minute. You should spend 40 minutes on each section
- As part of your revision, work your way through these questions
- For advice on how to answer each question see the tips at the end of this hand-out
Constitution
Attempt the following – one a section A
question & one section B
Source question
The UK constitution has been reformed
since 1997 to a greater extent than ever in its history. The Labour programme
of post 1997 was designed to modernise the constitution, as well as making it
more democratic, accessible & capable of responding to demands for more
openness in government & better protection of civil liberties. Devolution
introduced autonomous regional government, while the HRA established a codified
set of rights for UK citizens. The more recent introduction of the Supreme
Court has made the judiciary more independent & therefore more capable of
protecting our rights. Though the pace of change has slowed, the 2010 coalition
has proposed further reform. Fixed term parliaments have been established &
a serious attempt is being made to reform the House of Lords, creating a partly
elected 2nd chamber. Nevertheless, the potentially most far reaching
reform – the use of AV for general elections – was rejected in a referendum in
2011.
- With reference to the sources, identify two constitutional reforms together with how they were designed to improve the constitution.
- With reference to the source & your own knowledge, explain how the reforms have created better protection of rights in the UK
- How & to what extent can the UK constitution be criticised?
40 mark question (remember always 2 sides)
- Assess the arguments in favour of introducing a codified constitution in the UK.
Other constitution 40 mark think through
- How & to what extent has parliamentary sovereignty been eroded?
- Asses the arguments for retaining an uncodified constitution
- How successful has constitutional reform been since 1997?
- Why have there been growing calls for a codified constitution in the UK?
- Analyse the importance of conventions within the UK constitution. (A different way of asking for arguments in favour of our flexible constitution)
Parliament
Attempt the following – one a section A
question & one section B
Source question
Despite the arrival of potentially
weaker coalition government in 2010, the UK parliament remains relatively
powerless in the face of government power. The power of the party whips is
based on prime ministerial patronage, party loyalty, collective responsibility
& the constant threat that rebellious MP’s will ultimately be dropped by
their local party & so lose their seat. In the past, large government have
enabled the government to drive through its legislation, despite determined
opposition. Departmental select committees & a more active House of Lords are
rare examples of parliamentary power. The select committees cannot enforce
their recommendations & the House of Lords powers are limited by law. Even
under coalition government, most legislative proposals are safe from
parliamentary interference. New reforms now being proposed, however, suggest
that the tide may be turning & that parliamentary power may increase in the
future.
- With reference to the sources, outline two reasons why Parliament is dominated by the government
- With reference to the source & your own knowledge, how can Parliament check the power of the government?
- How has it been proposed to strengthen Parliaments control of the executive?
40 mark question (remember always 2
sides)
- Has the coalition government made Parliament more effective?
Other Parliament 40 mark think through
- How effective are Parliamentary committees?
- Assess the proposals for House of Lords reform.
- How effective is the House of Commons
- To what extent have both Houses of Parliament become more effective since 1997?
- Assess the arguments for retaining a fully appointed 2nd chamber
- Is Parliament still relevant? (Think about its effectiveness/Exec domination etc)
- How effective is Parliament in carrying out its representative role?
- Explain the main factors that limit the effectiveness of Parliament.
Executive
Attempt the following – one a section A
question & one section B
Source question
Possibly the most significant factor in
the maintenance of stable government & prime ministerial power is the
doctrine of collective responsibility. The principle requires that all
ministers, whether in the cabinet or not, should defend government policy
whether or not they disagree with it privately. Any Minster who cannot do this
must resign or face dismissal. Perhaps the most famous recent examples of the
doctrine at work occurred in 2003 when the foreign secretary, Robin Cook,
resigned as he could not defend the UK’s role in the Iraq war of that year.
Collective responsibility is a way in which potential dissidents can be
‘gagged’. Furthermore, prime ministerial power is enhanced because the PM can
use the doctrine to bring awkward ministers into line
- With reference to the sources, identify two reasons why collective responsibility is important
- With reference to the source & your own knowledge, how can a PM control his or her ministerial colleagues
- Evaluate the main limits on the PM’s control on the rest of government?
40 mark question (remember always 2
sides)
- How has the coalition government affected the role & function of the PM & the cabinet.
Other Executive 40 mark questions to try
- ‘Prime Ministers are only powerful as their parties allow them to be.’ Discuss
- Assess the circumstances the circumstances ministers resign?
- For what reasons has Cabinet government declined
- Assess the significance of the conventions of individual and collective ministerial responsibility.
- How effective are the constraints on the PM? Or what factors limit the PM’s power
- How powerful is the PM
- To what extent do PM’s dominate the cabinet?
- Has the PM become more presidential in recent years?
- To what extent has cabinet government been replaced by prime ministerial government?
Advice on how to answer unit 2 questions
Section A = attempt 1 of the source
questions - Questions are divided into three parts – (a), (b) & (c)
·
(a)
= 5 marks (all AO1) these are closely linked to the source; they rely heavily
on comprehension skills
·
(b)
= 10 (7 AO1/3 AO2) based on the source, but also draw on your own knowledge
·
(c)
= 25 (8 AO1/9 AO2/8 AO3) Mini essay using your own understanding. Remember = a debate = both sides
AO1 = Knowledge &
Understanding.
Naming something, features/characteristics, describing functions, surveying
information, defining terms, describing differences, examples. Marks are gained
for accuracy (is it true or false?)
AO2 = Analysis (identify
features of something & show how they relate to one another). Examining
something closely, providing explanations (setting out purposes/reasons/causal
relationships), demonstrating interconnections.
= Evaluation (to make judgements,
either about the about its significance/
value). Assessing extent,
measuring effectiveness (judging how far something fulfils its purpose),
weighing up importance/criticising a viewpoint/strength of an argument, judging
the strengths of competing viewpoints. Parallels/connections/similarities/differences
AO3 = Ability to construct & communicate coherent
arguments. Organising
points in a logical order, clear line of argument, reaching a conclusion. Use of political vocabulary = use of
specialist terminology, relevant to the question
Section B = attempt one 40 Mark question (20
marks AO1; 12 marks AO2; 8 marks AO3) Structure:
- Answers should have a beginning (introduction), a middle (argument) and an end (conclusion)
- Intro should define key terms used in the question, show an understanding of 'the point' of the question (the issue or issues it raises), outline the line of argument to be adopted, possibly indicating the conclusion favoured
- Make points in a logically related order. Consider contrasting viewpoints or positions as appropriate (for/against, advantages/disadvantages, benefits/drawbacks, etc). Support points with appropriate evidence (make a point and prove it). Qualify points wherever appropriate (make a point and qualify it – 'However …' 'On the other hand …'). Argue to a conclusion (don't 'sit on the fence', unless the question asks you to)
3.
Conclusions should be clear & short. Start
with a one-sentence answer to the question set ('In conclusion, …'). Briefly
summarise the key factors that support this conclusion (new material should not
be introduced at this stage)
Command words
Analse
|
Break something into its component
parts and show how they relate to one another
|
Argue
|
Present a reasoned case
|
Assess
|
'Weigh up' a statement, showing
arguments in favour and against
|
Compare
|
Identify similarities
|
Contrast
|
Identify differences
|
Criticise
|
Explain problems, limitations or
weaknesses
|
Define
|
Say what a word or phrase means
|
Describe
|
Set out features or characteristics
|
Discuss
|
Examine an issue closely, taking
account of differing viewpoints
|
Distinguish
|
Describe differences
|
Evaluate
|
Make judgments based on evidence
|
Examine
|
Investigate closely
|
Explain
|
Show how something works, usually by
giving a clear and detailed account of it
|
Identify
|
Name or set out main features
|
Outline
|
Set out main characteristics
|
State
|
Express clearly
|
Summarise
|
Present principal points without
detail
|
Terms that are sometimes confused:
Features
|
The characteristics that define what
something is
|
Functions
|
The roles that highlight what
something does
|
UNIT 2 Mark schemes – OLD SPECIFICATION
Remember: the structure of unit 2 has changed but the content and the benefit of practicing with these questions is still of value
1. (a) Outline two features of a codified constitution. A codified constitution is a constitution in which key constitutional
provisions are collected together within a single legal document, popularly
known as a ‘written constitution’. Such constitutions have three key features. 1st,
in a codified constitution, the document is authoritative in the sense that it serves
as ‘higher’ law, indeed the highest law of the land. This gives rise to a
two-tier legal system in which the constitution stands above statute law made
by the legislature. 2nd, the provisions of the constitution are effectively
entrenched, in the sense that it is difficult to amend or abolish them. The
procedure for making and subsequently changing the constitution must thus be in
some way more complex and difficult than the procedure for making ordinary
laws. 3rd, a codified constitution is judiciable, in the sense that the
judiciary is the supreme constitutional arbiter – the constitution means what
the senior judiciary say it means. All public bodies are thus subject to the authority
of the courts, which can determine that any government action is
‘unconstitutional’.
(b) Explain the main
features of the UK constitution.
The main features of the UK constitution are as follows. The UK has an
uncodified, or ‘unwritten’ constitution. There are therefore a number of
constitutional sources, the main ones being statute law, common law,
conventions, works of constitutional authority & European law & treaties.
The main principles of the UK constitution are parliamentary sovereignty (the
fact that Parliament can make, unmake or amend any law it wishes), the rule of
law, the unitary state (reflecting the fact that sovereignty resides in a
single institution of central government). There is a lack of separation of
powers in that there is a fusion of legislative & executive power.
1(c) why has the UK constitution been criticised?
The UK constitution has been criticised for a
number of reasons, including the following. 1st, critics of the UK constitution
point out that it is sometimes difficult to know what the constitution says.
This is because of a reliance on ‘unwritten’ constitutional sources that have
no legal substance. 2nd, the most serious & challenging criticism of the UK
constitution is that it tends to give rise to ‘elective dictatorship’. This is
a consequence of the fact that sovereignty is vested in a Parliament that is
routinely dominated & controlled by the executive. The effect of this is that,
in practice, executive power is unconstrained by Parliament & factors other
than the need, every few years, to face the electorate. 3rd, the UK
constitution is characterised by weak checks & balances between &
amongst government institutions. For example, the constitution can be amended
by any government by simple act of parliament. The PM tends to dominate the
cabinet, the executive usually controls Parliament, & central government
has the upper hand over local government. Such concentrations of power, only partly
remedied by recent constitutional reforms such as devolution & the wider
use of referendums, create the problem that power can be abused. 4th, the UK
constitution has been criticised for providing weak protection for individual
rights & civil liberties. In part, this is a consequence of elective dictatorship. However, it also
reflects a traditional unwillingness to write down individual rights &
freedoms, to give them legal substance. Even the HRA provides inadequate
protection for rights, as its provisions are not entrenched & can be set aside
by Parliament.
2. (a) Outline two features of a presidential system of government
Presidential government is characterised by a variety of features, illustrated
by the USA as the classic example of a presidential system. These features
include the following:
• A separation of powers between the executive and the legislature,
supported by the fact that these two institutions are separately elected. The
president has a separate source of authority from the legislature.
• A strict separation of personnel between the executive and the
legislature.
• Fixed-term elections, meaning executive cannot dissolve the
legislature, & legislature cannot remove the executive.
2 (b) Why is the UK system of government been considered to be
parliamentary?
The UK
system of government is often seen as the classic example of parliamentary
government, such systems being said to be based on a ‘Westminster model’. At
the heart of the UK’s parliamentary system is a fusion of power between the
executive & the legislature, meaning that government & Parliament are overlapping
& interlocking institutions. This is reflected in an overlap of personnel,
such that all ministers must be MPs or peers. Government also rests on the
confidence of Parliament & is accountable to Parliament, in that it can be
removed by a defeat on a vote of confidence by the Commons. Government, in
turn, can dissolve Parliament, meaning that electoral terms are flexible within
a maximum of five years. There is a distinction between the posts of head of
government (PM) & head of state (monarch).
2 (c) How effective is Parliament in carrying
out its representative role?
Representation is one of the core functions of Parliament. This function
is carried out through the elective basis of the Commons. In constitutional
theory, representation operates through the relationship between MPs &
constituents, the former being able to think for him- or herself on behalf of
the latter (acting as a representative not a delegate). In practice the
development of the party system means that representation operates through the
doctrine of the mandate. This means that the party that wins majority control
of the Commons can claim to have popular authority to implement its programme
of policies. This process is underpinned by the ability of the public to call
the majority party to account through regular, free, fair and democratic
elections. However, the representative role of Parliament has been criticised
in a variety of ways, including the following. 1st, MPs find it difficult to
act as Burkean representatives because their views and actions are so often
subject to party control. 2nd, the doctrine of the mandate has been attacked
for a variety of reasons, including the fact that there is no mechanism for ensuring
that the majority party carries out its manifesto promises. 3rd, the
Westminster electoral system has been widely criticised for, for example,
distorting party representation in the House of Commons and creating a majority
party that very rarely enjoys majority support in the country. 4th, the second chamber
of Parliament, the House of Lords, is non-elected & therefore carries out
no meaningful representative role. Other criticisms have included the power of
the whips on MPs, weakening their ability to represent the public and their constituencies.
Neither house is truly socially representative, e.g women and ethnic minorities
are under-represented.
3. (a) What is cabinet government?
Cabinet government is a political feature that has
2 key elements. 1st, the cabinet is the institution that links the executive &
the legislature, through the fact that its members sit in Parliament and also
control the administrative machinery of government. 2nd, cabinet government
implies that the cabinet makes policy collectively, all members being, in
theory at least, equal. In is classical formulation, this implies that the PM
is merely ‘first in name only’. Cabinet government is underpinned by the
convention of collective ministerial responsibility.
(b) What are the main
sources of prime ministerial power?
There are a number of sources of prime ministerial power. Among the
most important are the following. 1st PM’s have significant powers of patronage, in
particular the ability to hire and fire, promote & demote, all ministers
including cabinet ministers. 2nd, as party leaders they normally enjoy the loyalty
& support of party members in government, in Parliament & in the
country at large. 3rd, PM’s benefit from various institutional supports & sources
of expert advice, the most important of which are the prime minister’s office
and the cabinet office. 4th, prime ministers have direct access to
the media through their control over government communications & news
management. 5th, PM’s are able to manage and often control the cabinet and the
cabinet system. This is done through, for instance, the ability to chair the cabinet,
sum up cabinet decisions, create & staff cabinet committees, bypass the
cabinet through the use of bilateral meetings, & so on. Prerogative powers
are a key source, not least the PM’s pre-eminent position in foreign policy.
(c) Have Prime
Ministers become more powerful, or less powerful, in recent years?
The argument that PM’s have become more powerful in
recent years is usually linked to the growth of so-called presidentialism. This
reflects the ability of PM’s, usually through their control over the media and
communications, to distance themselves from their government and party, using what
is known as ‘spatial leadership’. Thatcher and Blair are the best examples of
‘presidential’ prime ministers, both of them exercising personal control over
their governments ideological direction and strategy. Other ways in which prime
ministers have become more powerful include the impact of large majorities in the
House of Commons since the 1980s and growing disregard for the cabinet,
illustrated by a significant reduction in the number and, under Blair, length
of cabinet meetings. However, it can also be argued that prime ministers have
become less powerful in certain ways. One indication of this is the decline in
party unity which has made MPs more likely to turn on prime ministers who
appear to have become electoral liabilities. This contributed to the fall of
Thatcher and the decline of Blair. Moreover, Blair was much weaker than his
media image suggested, particularly because domestic policy was largely dominated
by his Chancellor, Gordon Brown. More intense media focus on the prime minister
can also be negative as well as positive in the case of policy failures. For
example, Major’s reputation and public standing were badly damaged by the ERM crisis
in 1992, while Blair's premiership was ultimately destroyed by Iraq.
Next paper
2 (a) Distinguish between a unitary and a federal constitution
A constitution is a set of rules that govern government & allocate
duties, powers & functions to the various government bodies. A unitary
constitution is one in which sovereign power is vested in a single institution
of central government. In the UK, this institution is Parliament, which
exercises sovereignty, in that it can make or unmake any law it wishes.
Peripheral; devolved or local institutions exist at the pleasure of Parliament,
these bodies having no constitutional autonomy. Federal constitutions, by
contrast, are based on principle of shared sovereignty, in that they establish 2
relatively autonomous levels of government. Each level possesses powers that
the other level cannot encroach upon. The classic example of a federal
constitution is the US constitution, which divides sovereignty between the 3
institutions of federal government & reserves all other powers for ‘the
states & the people’. In marking this, consider the following:
• Knowledge & understanding of unitary constitution (AO1) • Knowledge
& understanding of federal constitution (AO1)
2 (b) Explain, using examples, the sources of the
UK constitution
The UK constitution has a variety of sources, including
the following. 1st, statute law is a major source of the constitution in that
there is no higher constitutional law and the duties, powers and functions of
government bodies are often laid out in Acts of Parliament. This applies in the
case of the Scottish Parliament, the National Assembly for Wales and the
Northern Ireland Assembly. 2nd, other constitutional powers are allocated by
conventions, non-legal rules that widely accepted as binding (if vague). They include
the use by the PM & other ministers
of the Royal Prerogative. 3rd, common law, based on long-established custom, is
another source of the UK constitution. The Royal Prerogative is rooted in
common law. Case law, or ‘judge-made’ law, is also often identified as a source
of the constitution. Fourth, works of constitutional authority (Dicey, Bagehot
etc) and widely respected constitutional documents (Magna Carta) help to
allocate constitutional roles and responsibility, the former particularly in
clarification of convention. Fifth, European law and treaties have become an
increasingly important source of the constitution, in that define the
relationship between the EU and the UK and allow EU regulations and directives
to have direct impact within the UK. In marking this questions, consider the
following:
• Knowledge of the major sources of the UK
constitution (AO1) • Knowledge of examples of the sources (AO1)
• Analysis of how the sources allocate duties &
powers to government bodies or define the relationship between the state &
the individual in the UK (AO2)
2 (c) Assess the strengths of the UK constitution
The UK constitution has a variety of alleged strengths; however, each
of these has been subject to criticism. Relevant points would include the
following. 1st, the UK constitution has been said to be flexible by virtue of
its uncodified character. This allows it to be up-to-date and to remain
relevant regardless of a changing political environment. On the other hand,
flexibility could be a problem, in that it means that changes are
ill-considered or that important principles lack safeguard. 2nd, the UK
constitution may be regarded as democratic, in that, thanks to parliamentary
sovereignty, ultimate constitutional responsibility is vested in Parliament,
and in practice in the elected House of Commons. The counter argument here is
that, as the Commons is in practice controlled by the executive, parliamentary
sovereignty results in elective dictatorship, which is often seen as the key
flaw in the UK’s constitutional system. 3rd, the UK constitution reduces the
constitutional role of non-elected judges, who cannot strike down Acts of
Parliament. Critics of the constitution, however, would ague that judges, by
virtue of their legal training and political impartiality, are the most
suitable people to be the ultimate constitutional arbiters.4th, the UK
constitution has been commended because its organic character, meaning that it
is rooted in tradition and history. This may nevertheless mean that it contains
out-dated elements, such as the royal prerogative. In marking this questions,
consider the following:
• Knowledge & understanding of key strengths of the UK constitution
(AO1) • Analysis & explanation of key strengths (AO2) • Evaluation &
assessment of the strengths of the constitution in the light of
counter-arguments (AO2)
3 (a) Outline the role of a minister
Ministers have a variety of roles. 1st, ministers
usually (except those without portfolios) act as head government departments
(in the case of senior minister, usually secretaries of state), or are members of
the leading group within a department (in the case of junior ministers). As
such, their role extends both to policy-making and administrative oversight
within the department. 2nd, ministers have a parliamentary role, in that they
must answer parliamentary questions (Question Time), provide minister
statements & speak in parliamentary debates or relevant departmental
matters. This may also extend to appearing before select committee. Ministers
also have government roles; in the case of senior ministers this may extend to
membership of the cabinet & cabinet committees. All ministers are obliged
to support official government policy. Consider the following: • Knowledge
& understanding of the departmental role of a minister (AO1) • Knowledge
& understanding of the parliamentary & other roles of a minister (AO1)
3 (b) In what circumstances do ministers resign?
Ministers may resign in a number of circumstances. These are sometimes
outlined by the conventions of ministerial responsibility. Under the convention
of collective ministerial responsibility, ministers must resign, or face being
sacked, if the fail to support official government policy in public or Parliament.
Under the convention of individual ministerial responsibility, ministers should
resign as a result of a policy failure or blunder made by their department.
Whereas collective responsibility remains relevant to modern politics,
individual responsibility, in its traditional sense, is widely ignored, example
of resignations on its basis being very rare. Resignations are more commonly
linked to Personal failings & flaws on the part of ministers, particularly
those that attract significant media criticism & exposure. In these
circumstances, the survival of a minister is linked to the nature of the transgression,
the damage that media criticism causes to the government & the majority
party, & the support that the minister receives from the prime minister.
Good answers are likely to be illustrated with up-to-date and relevant
examples.Consider the following:
• Knowledge & understanding of the circumstances of ministerial
resignations (AO1) • Knowledge of relevant examples (AO1) • Analysis &
evaluation of the significance of the different factors in leading to a
resignation(AO2)
3 (c) Assess the limitations on the powers of the
Prime Minister
PM’s are subject to a variety of limitations.
These include the following. The cabinet is a limit on the PM in that decisions
are made collectively and it is possible (although unlikely) for the PM to be
out voted. Major cabinet figures, particularly ones with significant support
within the party & considerable public reputation, act as a powerful limit
on the PM (witness Brown or Blair). However, PMs also possess a variety of
powers and controls though which they are usually able to neutralise cabinet
resistance. Parliament is another limitation. Opposition parties can criticise
the PM, but their influence is limited unless they are electorally strong and
especially if the government’s majority is small. Majority party backbenchers
can limit the PM by threatening to vote against the government. Although this
rarely, in recent year, has threatened the government with defeat, it has
forced the PM and government to modify politicise rather than abandon them. The
Lords is a limititation on the PM because the governing party does not have
majority control of the second chamber. However, the legislative powers of the
Lords are weak, and the Commons can always make use of the Parliament Act.
Other limits on the PM include major pressure groups, especially those that
possess financial or economic power; mass media, as demonstrated by Blair’s
unwillingness to press ahead with Euro membership; international organisations,
& most notably the EU; & major trading partners & strategic allies,
especially the USA as demonstrated by its influence on UK foreign policy in
recent years. Consider the following:
• Knowledge and understanding of the limitations
on the power of the PM (AO1) • Analysis of how factors limit PM power (AO2) •
Evaluation of the significance of different limitations on the PM (AO2)
4 (a) Outline two functions of Parliament
Parliament has a number of functions, including; 1st, Parliament makes
laws: it is a sovereign legislature in that it can make & unmake any law it
wishes. All law making power in the UK issues ultimately from Parliament. 2nd,
Parliament has a representative function, helping to link government to the
people. It carries out this function through elections to the Commons & thro
the constituency role of MPs. 3rd, Parliament carries our oversight &
scrutiny of the executive, helping to ensure responsible government & accountability.
4th, Parliament provides legitimacy, in that policies passed by the Parliament
are more likely to be regarded as rightful & binding by UK citizens. Consider
the following: • Knowledge & understanding of 1 function of Parliament
(AO1) • Knowledge & understanding of a 2nd (AO2)
4 (b) Explain three ways in which Parliament
carries out its scrutinizing role?
Parliament carries out its scrutinising role in a
variety of ways. These include the following. 1st Question Time provides a
weekly opportunity for MPs to ask questions of the PM and also of other leading
ministers. The occasion, nevertheless, often degenerates into point-scoring and
‘ya-boo’ politics, rather than the sober analysis of government policy. 2nd, a
system of select committees have existed since 1980 to monitor the work of the
main government departments. These committees can send for persons, papers and
records, and receive evidence from ministers and civil servants. However,
factors such as the government majority on the committees serve to limit their effectiveness.
3rd, opposition parties are able to use opposition days and closure motions to embarrass
the government.4th, parliamentary programme to scrutiny……… etc • Knowledge and
understanding of three forms of parliamentary scrutiny (AO1) • Analysis of how
these scrutinising mechanisms operate (AO2) • Evaluation of their significance
in checking government power (AO2)
4 (c) Has the UK Parliament become an irrelevant institution?
The UK Parliament is sometimes considered irrelevant. Those who argue
this point to the conjunction of 3 major factors. 1st, the Westminster
electoral system ids majoritarian & therefore tends to result in single
party majority control in the Commons and thus single party government. 2nd,
the party system tends to ensure that the governing party is cohesive & unified,
allowing its leaders (ministers in government) to dictate in most cases to its
MPs. 3rd, the House of Lords is a subordinate chamber, meaning that whichever
party controls the Commons controls Parliament. The net result of this is what
Hailsham dubbed ‘elective dictatorship’, a condition in which, once elected,
governments can do anything they want until the next general elections – Parliament
is irrelevant. This view is contested, however. Other point out that Parliament
can influence government & government policy in a variety of ways. Majority
party backbenchers are not always loyal and obedient, but being better
education, they are increasingly critical & questioning of government. The
Lords defeats the government more regularly than does the Commons &
governments often have to conciliate an upper chamber in which they do not have
majority control. In this view, Parliament may not be a policy-making legislature,
but it retains a policy influencing role.
In marking this questions, consider the following: • Knowledge and
understanding of criticisms that have been made of Parliament (AO1) • Analysis
of how factors that affect Parliaments power & influence (AO2) • Evaluation
of the power & influence of Parliament (AO2)
1 (a) Outline the powers of the House of Lords
The main legislative powers of the Lords are
defined by the Parliament Acts of 1911 and 1949. Most importantly, the Lords
has the power to delay non-money bills for up to one year with no power to
delay money bills. In addition to this, the Lords has outright veto powers over
a limited range of legislation, notably over bills to prolong the life of
Parliament & over delegated legislation. The Lords also accepts a voluntary
constraint, based on convention (the Salisbury-Addison doctrine), not to
defeat, and therefore delay, policies contained in the governing party’s
manifesto at the previous election. The Lords also has judicial power in
serving as the supreme court of appeal in the UK. The Lords can, more widely,
exert influence the legislative & other debates it holds and the general
scrutiny of government. Take account of the following issues: •
Knowledge & understanding of the legislative powers of the Lords. (AO1) •
Knowledge & understanding of the judicial powers of the Lords. (AO1)
1(b) Explain the main
differences between parliamentary government & presidential government.
Parliamentary government and presidential government are the two main
ways in which liberal democratic
governmental systems are organised. They differ basically in terms of
the relationship between the legislature and the executive, which, in turn,
affects the distribution of policy-making power and the relationship between government
and the people. The main differences between these two governmental systems are
as follows:
• The most important distinction is that parliamentary systems of
government are based on a fusion of powers between the legislature and the
executive, such that government governs in and through the legislature, the two
bodies overlapping and inter-locking. In contrast, presidential systems are
based on a separation of powers between the legislature and the executive,
which is designed to provide the basis for a system of checks and balances between
the two branches of government. • In a parliamentary system governments are
formed as a result of parliamentary elections, the winning party or parties
needing (usually) to have majority control of the legislature. In contrast, in
presidential systems, the legislature and the executive are separately elected,
and each is invested with a range of independent constitutional powers.
• In a parliamentary system the personnel of government are drawn from
the legislature, usually from the leaders of the party or parties that have
majority control. In contrast, in presidential systems, there is a strict
separation of personnel, meaning, for example, that the president and the
cabinet cannot sit in the legislature. •
In a parliamentary system, the executive or government is responsible to the
legislature, in the sense that it rests on the legislature’s confidence can be
removed if it loses that confidence. This may precipitate a general, or
parliamentary, election earlier than the full electoral term. In contrast, in
presidential systems, the president and executive are not directly accountable
to or removable by the legislature. • In parliamentary systems, the executive
can, in most cases, ‘dissolve’ the legislature, which it usually does in the
hope of strengthening its control. This is another reason why electoral terms
are flexible within a maximum limit. In contrast, in presidential systems, the president
cannot ‘dissolve’ the legislature, and in all circumstances electoral terms are
fixed. In addition, other differences can be identified, including the
following:
• In parliamentary systems, executive authority is usually collective
(at least in theory), and based on the principle of collective cabinet
government. In contrast, in presidential systems, executive authority is
concentrated in the hands of the president, the cabinet and ministers merely
being advisors responsible to the president.
• In parliamentary systems, the posts of head of government (usually a PM)
and head of state (a constitutional monarch or a non-executive president) are
distinct and separate. In contrast, in presidential systems, the president
wears ‘two hats’, combining the roles of head of government and head of state.Take
account of the following issues:
• Knowledge & understanding of parliamentary government. & of
presidential government. (AO1)
1(c) How effective is Parliament in scrutinising
the work of the executive?
Parliament scrutinises the work of the executive
through forcing the government to explain and defend its actions. The key
mechanisms through which the Commons and Lords carry out their scrutiny roles
include the following:
• Parliamentary questions require that ministers,
including the prime minister on Wednesday, provide oral or written answers to
questions raised by MPs or peers.
• Debates
in the Commons and the Lords can call ministers, including the prime minister,
to account. Examples of these would include debates on the Queen’s Speech or on
motions of no-confidence, debates initiated by opposition parties on so-called
Opposition Days, adjournment debates (which provide an opportunity to raise
general or constituency issues), and emergency debates (which are rare but may
be conceded by the Speaker). • Early day motions do not result in debate but
allow MPS to express views on matters of general concern. • Standing and select
committees, particularly those in the House of Commons, allow for the scrutiny
of ministers and senior civil servants away from the parliamentary floor. Such committees
have the power to send for ‘persons, papers and records’. • Letters to
ministers provide a mechanism through which MPs can force ministers to address issues
raised by their constituents. However, the effectiveness of parliament in holding
the executive to account is often severely limited. The key limitations on
Parliament in this respect include the following:
• The most significant of these is that the
combination of a parliamentary system of government and a majoritarian
electoral system ensures that the executive, in most cases, enjoys majority
control of the House of Commons. This, in normal circumstances, ensures that
governments are rarely defeated in parliamentary debates. This also
significantly undermines the effectiveness of select committees, whose
composition reflects that of the Commons as a whole. However, governments do
not (in modern circumstances) have majority control of the House of Lords,
which means that if Parliament is going to defeat government legislation or
embarrass the government of the day, it is more likely to happen in the Lords
than in the Commons. • Party unity also tends to make parliamentary scrutiny
less effectiveness because, in most circumstances, governing party MPs see
their primary role and responsibility as supporting the government of the day,
rather than scrutinising it. However, in the event majority-party disunity,
backbench MPs can be highly effective in checking the power of the executive. •
The size of the government’s majority in the Commons is an important factor, in
that the larger the majority the government has, the weaker will be both
opposition parties and its own backbenchers. This has been particularly evident
following landslide victories by both the Thatcher and Blair governments. • The
subordinate powers and status of the House of Lords weakens the scrutinising
role of Parliament, in that it has restricted legislation powers. However, it
may often be more effective than the commons in scrutinising the executive
because governments typically do not enjoy executive control. Governments
defeats in the Lords are therefore much more common than in the commons. • The
scrutinising role of Parliament may now have largely been transformed to the
mass media.
In marking this question, take account of the
following issues:
• Knowledge and understanding of the key
mechanisms through which Parliament scrutinises the work of the executive.
(AO1) • Explanation of how these mechanisms are effective in bringing about
scrutiny. (AO2)
• Evaluation and analysis of the effectiveness of
Parliament’s scrutinising role. (AO2)
2(a) What is a constitution?
A constitution is, broadly, the rules that govern government, and as
such constitutions limit the exercise of government power by defining how and
by whom it can be exercised. A constitution can thus be seen as a set of rules,
written and unwritten, that seek to establish the duties, powers and functions
of the various institutions of government. It also regulates the relationship between
these institutions, and defines the relationship between the state and the
individual. The balance between written (legal) and unwritten (customary or
conventional) rules varies from system to system. Constitutions come in various
forms, the key classifications being between ‘written’ or codified
constitutions and ‘unwritten’ or uncodified constitutions. In marking this
question, take account of the following issues:
• Knowledge and understanding of the nature and purpose of a
constitution. (AO1) • Knowledge and understanding of how constitutions allocate
duties, powers and functions to government institutions. (AO1)
2(b) Distinguish between a codified constitution
and an uncodified constitution.
A codified constitution is a constitution in which
the key constitutional provisions are collected together within a single legal
document, popularly known as a ‘written’ constitution, or ‘the constitution’.
The classic example of a codified constitution is the US Constitution written
in 1787. Codified constitutions have the following features:
• They are authoritative in the sense that the
codified constitution constitutes ‘higher’ law, indeed, the highest law of the
land. A codified constitution thus establishes a two-tier legal system, with
constitutional law standing above statute law made by the executive. • Codified
constitutions are entrenched, in the sense that they are difficult to amend or abolish.
The procedures for establishing the constitution and subsequently revising it
are more complex and difficult that the procedures for enacting and amending
ordinary statute laws. • Codified constitutions are judiciable, in that being a
legal document, the judiciary has the ultimate authority to define the
interpretation of constitutional rules. The judiciary is thus the final
constitutional arbiter. Uncodified constitutions that are not based on a single
authoritative document. The classic example of an uncodified constitution is
the UK constitution. The major features of an uncodified constitution are as
follows:
• Uncodified constitutions draw on a variety of
sources. Chief amongst these in the UK are statute law, which is made by
Parliament, common law, conventions, various works of authority that clarify &
explain the constitution’s ‘unwritten’ elements, & EU laws & treaties. •
They are not entrenched, meaning that constitutional laws are no different from
statute laws, either in terms of their authority or how they are made. In other
words, Parliament can change the constitution by enacting statute law. • They
are not judiciable, in that judges cannot challenge Parliament’s ability to
make or unmake statute laws, including those that are constitutionally
significant. Take into account of the following issues: • Knowledge &
understanding of the features of a codified constitution. (AO1) & uncodified
constitution. (AO1)
2(c) Should the UK constitution remain uncodified?
The UK’s uncodified constitution has a variety of strengths. These
include the following:
• Uncodified constitutions are relatively flexible, and can therefore
be responsive and adaptable to changing political and other circumstances. The
flexibility of the UK constitution stems primarily from the fact that
Parliament can change it through the normal processes of statute law. Thus,
since 1997, devolution has been introduced in Scotland and Wales, referendums
have been more widely employed, and a Human Rights Act has been enacted.
• Drawing on long-established traditions and conventions, as well as
common law, the UK’s uncodified constitution has the benefit that it is rooted
in history and has an organic character, unlike ‘artificial’ codified
constitutions.
• Being uncodified, the UK constitution locates ultimate constitutional
authority in Parliament. The advantage of this is that, as MPs are elected and
in view of the dominance of the Commons over the Lords, the constitution is
broadly responsive to democratic pressures. • The uncodified constitution
protects against the tyranny of the judiciary, a danger embodied in any
codified constitutional system. Concerns about judges being the ultimate constitutional
arbiters arise from the fact that they are both non-elected and socially unrepresentative
of the larger society. Nevertheless, the UK’s uncodified constitution has
stimulated deep controversy and widespread criticism. The most significant
criticisms made of the UK constitution include the following:
• The main criticism of the UK constitution centre around the principle
of parliamentary sovereignty, which vests in Parliament absolute and unlimited
power, reflected in the ability to make, amend or repeal any law it wishes,
including constitutional laws. This, it is argued, has resulted in ‘elective
dictatorship’. Elective dictatorship results from the ability of a government
to act in any way it pleases as long it maintains majority control of the
House of Commons. This occurs because the sovereign power vested in
Parliament is in practice exercised by the majority party in the Commons, and
thus invests almost unrestricted power in the leaders of that party, the prime
minister and cabinet. The disadvantages of an elective dictatorship include
that it allows governments, between elections, to act in arbitrary ways and to
pose threats to individual rights and liberties. Examples of this could include
the ability of successive governments to resist pressures for devolution until
1997 and the maintenance of the single-member plurality electoral system for
the House of Commons because it benefits the governing parties even though it
seriously distorts electoral representation. • The UK constitution has
increasingly been criticised because of the inadequate protection it provides
individual rights and civil liberties, as has been evident with legal challenge
to anti terrorism legislation.
• Until the passage of the Human Rights Act, any such rights were based
on little more than the common law assumption that ‘everything is permitted if
it is not prohibited’. The Human Rights Act does not give citizens inalienable
rights, and therefore does not constitute an entrenched Bill of Rights because
its provisions can be set aside by Parliament and in practice by the government
of the day. • A further disadvantage of an uncodified constitution is that it
is weak in establishing core values and principles upon which the political
system is based, and which may give citizens a clearer sense of civic
allegiance. A codified constitution may therefore have educational benefits,
perhaps especially in an increasingly multicultural society. In marking this
question, take account of the following issues:
• Knowledge & understanding of the advantages (AO1) & of the
disadvantages of the UK’s uncodified constitution.
(AO1) • Evaluation and analysis of the competing arguments. (AO2)
3(a) Define collective ministerial responsibility.
Collective ministerial responsibility is a
long-established constitutional convention. It defines the relationship both
between Parliament & the executive & between ministers within the cabinet
and government. It implies that government rests collectively on the confidence
of Parliament, in practice the Commons. This implies that the government can be
removed if it loses that confidence, in practice through an adverse vote on an
issue of confidence or a ‘major’ issue. This would, then, precipitate a general
election. However, the more common understanding of collective ministerial responsibility
is the implication that the cabinet makes decisions collectively, each member
(including the prime minister) being equal, and that members of the cabinet and
other ministers are therefore obliged to support government policy in
Parliament and in public. The convention implies that if ministers are unwilling
or unable to support government policy they should resign or face being sacked.
The convention thus ensures that ministers ‘sing from the same hymn sheet’. In
marking this question, take account of the following issues:
• Knowledge & understanding of the
convention’s implications for relationship between government & Parliament.
(AO1) • Knowledge & understanding of the implications of the convention for
cabinet & government unity. (AO1) • Knowledge and understanding of the
circumstances in which ministers may resign or be sacked under the convention.
(AO1)
3(b) What are the functions of the cabinet?
The cabinet is a committee of senior ministers, mainly heads of
government departments. The main functions of the cabinet include the
following:
• The key function of the cabinet is to make formal government
decisions; a policy becomes ‘official’ once approved by the cabinet. This
reflects the theory that the cabinet is the pinnacle of the UK executive, and
is based on the principle of cabinet government, the belief that policy-making
responsibility is shared within the cabinet, the prime minister being ‘first’
in name only. However, the cabinet in practice often does little more than give
formal approval to decision effectively made elsewhere. • The cabinet plays a
crucial role in co-ordinating government policy and activities. As a ‘clearing
house’ through which key policy proposals are raised and discussed, the cabinet
is a forum that ensures that there is an overview of developments that are
taking place in different departments and parts of the executive. This function
is also carried out through the work of cabinet committees and via the Cabinet
Office.• The cabinet provides a final court of appeal for disagreements between
ministers or between departments that cannot be resolved at a lower level. •
The cabinet manages parliamentary business in that it considers, on a weekly
basis, the schedule of bills passing through the Commons and the Lords, also
taking account of the strength of party and parliamentary support for
particular government measures. These discussions are facilitated by the
presence of the chief whip. • The cabinet can, in certain circumstances,
undertake the crisis management of emergencies. The best example of this is
through the formation of so-called ‘war cabinets’, allowing the prime minister
to make key military decisions in conjunction with key members of the cabinet. In
answering this question, take account of the following issues: • Knowledge &
understanding of functions of the cabinet. (AO1) • Awareness of a range of
cabinet functions. (AO1)
3(c) To what extent do prime ministers dominate
the cabinet?
In theory, PM’s don’t dominate the cabinet, as the
UK has a system of collective cabinet government in which the PM features
merely as ‘first amongst equals’. However, this view has been widely &
roundly rejected, with allegations becoming more common that the UK has a system
of prime ministerial government or a presidential system of government. PM’s
can dominate the cabinet in a variety of ways. These include the following:
• The prime minister has significant powers of
patronage. The prime minister appoints, promotes, demotes and sacks all members
of the cabinet. This enables the prime minister to choose cabinet members who
are either personally loyal or ideologically sympathetic to him/her. Patronage
powers also engender in cabinet members subservience to a prime minister who
can make or break their political careers. Prime ministers control the workings
of the full cabinet in a variety of ways. This includes their ability to
determine when, and how frequently, cabinet meetings take place. (Tony Blair
has held cabinet meetings only once a week and they last sometimes a little
over an hour.) In addition, the prime minister effectively shapes the cabinet’s
agenda and chairs cabinet meetings, giving him/her both the ability to
structure cabinet debate and to sum up cabinet conclusions.
• The prime minister exercises significant control
over the cabinet system. This applies in their ability to set up, staff and
appoint the chairs of cabinet committees, whose recommendations are then seldom
rejected by the full cabinet. Similarly, prime ministers use the Cabinet Office
as, in effect, a tool of prime ministerial government.
• A prime minister’s control of the cabinet stems,
in large part, from the prime ministers role as party leader and ‘brand image’
of the party itself. Loyalty to, and support for, the prime minister within the
cabinet is therefore linked to the perception that the government is strong and
the party is electorally viable. However, prime ministers do not have unchecked
power within the cabinet, and they cannot emancipate themselves entirely from
the constraints of cabinet government. This can be seen in a variety of ways
and in a variety of circumstances. • In their management of the cabinet and in
the appointment and sacking of cabinet members, the prime minister has got to
take account of a variety of factors. These include that the cabinet needs to
be relatively representative of the party in parliament in ideological terms,
and that certain senior cabinet members may enjoy such a level of party support
and public recognition that they are, effectively, unsackable. • PM’s are only,
in practice, as powerful as their cabinets allow them to be. No PM can survive
without broad cabinet support, & the sacking of senior ministers can erode
the prime minister’s authority within Parliament and his/her public standing.
This was aptly demonstrated by Thatcher’s sacking of key cabinet figures from
the late 80s onwards, &, most starkly, in the loss of cabinet support that
provoked her resignation in 1990.
• A prime minister’s ability to dominate his/her
cabinet is also dependant on political
circumstances, and in particular the government’s
popularity and chances of being reelected. Crudely, prime ministers are
powerful within their cabinets when they are seen as electoral benefits to
their party and they become weak or vulnerable once they are seen as electoral
liabilities. Take account of the following issues:
• Knowledge and understanding of how prime
ministers can influence and control the cabinet. (AO1)
• Knowledge and understanding of limitations on
the prime minister in controlling their cabinet. (AO1)
• Evaluation and analysis of the power balance
between prime ministers and cabinets. (AO2)
- Outline the role of the Prime Minister.The key aspects of the modern role of the prime minister include the following.• Prime ministers are chief executives, or heads of government. In this role they make governments, in the sense that they appoint all ministers and are responsible for promotions, demotions and sackings.• They direct government policy in the sense that prime ministers define the government's overall strategic goals, paying, usually, particularly close attention to economic policy and foreign policy.• Prime ministers are also the chair of the cabinet and manage the cabinet system and are responsible for organising government, including setting up, reorganising and abolishing government departments and being responsible for the civil service. • Prime ministers, as leaders of the largest party in the House of Commons, exercise effective control over Parliament. Note that party leadership is not a role unless referring specifically to the government party. • Prime ministers provide national leadership, particularly in times of crisis. • Finally, PM’s have an international role in representing their country abroad, negotiating with foreign states, international organisations & is commander in chief.
(b) How do Prime Ministers control the cabinet?
PM’s have considerable scope for managing and controlling
the cabinet. This happens in a number of ways:
• Prime ministers use their powers to appoint and
dismiss ministers & reshuffle cabinets as a means to maintain control.
• The doctrine of collective responsibility also
adds to PM’s power to control. • PM’s chair cabinet meetings, manage their
agendas & discussions, and sum up decisions (votes are rarely held in cabinet).
This enables PM’s to structure cabinet debate & to manage the
decision-making process.
• PM’s convene cabinet meetings and decide how often
they will be called and how often they will last. E.G. cabinet meetings are now
usually held once a week, & under Blair they sometimes lasted no longer
than 30 minutes. • PM’s may hold private meetings with ministers & make
bilateral agreements in order to by-pass and marginalise cabinet. • PM’s decide
the number & nature of cabinet committees, sub-committees & ministerial
groups. They appoint their members & chairs, the PM usually chairing the
important cabinet committees. This enables PM’s to control the proposals &
recommendations that cabinet committees make to the full cabinet, effectively pre-determining
cabinet outcomes.
(c) To what extent
have UK Prime Ministers become more like presidents?
There has been a trend, associated in particular with prime ministers
such as Thatcher and Blair, for UK prime ministers to behave more like
executive presidents, usually through the rise of personalised leadership. The
absence of a codified constitution means prime ministers can interpret their
role as they wish. Arguably some recent prime ministers have adopted more presidential
role. Evidence for this trend can be seen in a number of ways:
• There has been a growth of 'spatial leadership', through the tendency
of prime ministers to distance themselves from their parties and governments,
representing themselves as 'outsiders' and developing a personal ideological
stance.
• There has been a tendency towards 'populist outreach', in that prime
ministers have increasingly tried to speak for the nation over major
events, political crises or simply high-profile news stories. • Election
campaigns have become increasingly personalised as the mass media has
emphasised personality and image in a battle between the prime minister and the
leader of the opposition. • Because of their prominence in electoral
campaigning, modern prime ministers have sometimes claimed a personal mandate,
enabling them to act as if they are the ideological conscience of their party
or government. • There has been a trend for prime ministers to rely on
handpicked special advisors rather than on the cabinet itself. Many have
therefore concluded that the cabinet has been downgraded, now functioning as
only a 'sounding board' for the prime minister and not as the basis for
executive policymaking. • In recent decades foreign policy has become more
prominent including the European Union and prime ministers’ involvement has
appeared more presidential. However, such trends may mean that UK prime
ministers increasingly resemble presidents, not that they have, or can, become
presidents. Prime ministers cannot become presidents because the UK system of
parliamentary government ensures that they have to act in and through the
cabinet system and the parliamentary system. Constitutionally prime ministers
are not heads of state, have no separate source of authority and, as heads of
government, only govern on the authority of parliament. This implies that the
cabinet and the majority party in particular remain powerful (potential)
constraints on even 'presidential' prime ministers. Thatcher was effectively
deposed by her backbenchers and was told to go by her cabinet. Blair was substantially
weakened by growing backbench disloyalty, restiveness within his cabinet and
the considerable power that he had allowed Gordon Brown to amass. Such constraints
do not apply in presidential systems in which the president is separately elected
and has formal control over the executive branch of government. The recent
problems encountered by Gordon Brown clearly demonstrate the limitations of
prime ministerial authority. Brown is clearly having difficulty in adopting a
presidential style.
3. (a) Outline the role of the House of Lords.
The role of the House of Lords is the following:
• Legislative role which includes the formal passage of bills, revision
of legislation, initiation and delaying, forcing the Commons and the government
to reconsider legislation.
• Deliberative role, considering the great issues of the day. •
Judicial role as the highest court of appeal in the UK.
• Scrutiny of the executive. • Representation of various groups and
interests in society.
(b) In what ways does
the composition of the Commons differ from the Lords?
The Commons consists of MPs. Each MP is elected to
represent a parliamentary constituency. MPs are almost always representatives
of a party and are subject to a system of party discipline (only two
independent MPs were elected in 2005). By contrast, no members of the House of
Lords are elected. There are four bases for membership of the Lords:
• Around 600 peers are life peers, who are
entitled to sit in the Lords for their lifetime.
• There are 92 remaining ‘hereditary’ peers. •
There are 26 ‘Lords Spiritual’. These are the bishops and archbishops of the
Church of England. • There are 12 Law Lords, or ‘Lords of Appeal in Ordinary’. These
are the most senior judges in the UK and they carry out their work through the
Appellate Committee of the House of Lords. There are over 100 peers who are
crossbenchers and are therefore independent of party allegiance. While one
party normally has a majority in the House of Commons, no such majority exists
in the House of Lords. The age of members of the Lords is typically higher
although the gender and ethnic profiles of the two Houses are broadly similar.
(c) Compare the power
and influence of the House of Commons and the House of Lords.
The House of Commons has, in theory, enormous formal power. The Commons
is a sovereign legislature, able to make, unmake and amend any law it wishes,
with the House of Lords only being able to delay legislation passed by the
Commons. Moreover, only the Commons is able to remove the government of the
day, which it does by defeating it on a vote of confidence on a major issue. However,
the influence of the house of Commons over legislation and its capacity to
constrain the executive is often in practice much more meagre. This is because
the Commons is routinely controlled by the executive through the combined
influence of the Westminster voting system (which usually gives the government
majority control of the Commons) and the party system (which usually enables
ministers to control their backbenches). In addition, the formal mechanisms
designed to ensure accountability in the Commons – notably Question Time and
departmental select committees – are often relatively weak and have limited
policy impact. On the other hand, there has been a long-term trend to greater
backbench influence in the Commons, brought about by declining levels of party
unity as MPs become better educated and more assertive. This, however, has been
counterbalanced by a tendency towards landslide majorities, allowing
governments more easily to resist backbench and opposition pressures. The
formal powers of the house of Lords are, by contrast, unimpressive, the Lords
can only delay legislation passed by the Commons for a single year and has no
capacity to delay so-called money bills. The Lords cannot remove the government
of the day and only has an outright veto over limited matters such as the sacking
of senior judges and the delay of parliamentary elections. However, in
practical terms, the ords often has greater influence over the government than
the Commons. For example, during Blair's first government, 1997-2001, the
government was undefeated in the Commons but experienced no fewer than 353 defeats
in the Lords, although the vast majority of these were on relatively technical
matters. The greater influence of the Lords can be explained in four main ways:
• The party system is much weaker in the Lords than the Commons. Being
non-elected, peers cannot be forced to toe a party line. Moreover, there are a
considerable number of 'cross benchers', who have no party affiliation. • No
party has majority control in the Lords. This has always applied to the Labour
Party, but since the removal of the bulk of hereditary peers in 1999, it has
also applied to the Conservative Party.
• The removal of hereditary peers has made the house of Lords more
assertive and more willing to check the government of the day. This is because
peers no longer feel that the chamber is tainted by the predominance of the
outdated and irrational hereditary principle. Some peers have even felt that it
is the job to compensate for the ineffectiveness of the Commons, especially due
to landslide election victories. •
Although the Parliament Acts make the Lords formally subordinate to the
Commons, in practice, governments have been reluctant to invoke them for fear
that their legislative programme will be damaged by prolonged 'parliamentary
ping pong'. Rather than battling with the Lords, the government is often more
eager to search for a compromise.
4(a) Sovereignty
is the principle of absolute and unlimited power. Sovereignty may take a legal
or a political form. Legal sovereignty refers to supreme legal authority: that
is, an unchallengeable right to establish any law one wishes. Political
sovereignty refers to absolute political power: that is, an unrestricted
ability to act however one wishes.
4(b) In the UK, sovereignty is located in Parliament
or, technically, the 'Crown in Parliament'. Parliamentary sovereignty is
strictly a form of legal sovereignty: it means that Parliament has the ability
to make, unmake or remove any law it wishes. This applies because of the
absence of a codified constitution, the supremacy of statute law over other
forms of law, the absence of rival legislatures and the fact that no parliament
can bind its successors. Although legal sovereignty undoubtedly lies with
parliament, the location of political sovereignty is less certain:
• Parliament is not, and has never been, politically sovereign. In practical
terms, its power is constrained by factors such as public opinion and the
electorate, powerful pressure groups and international organisations. At
elections the people become effectively sovereign. • The wider use of
referendums and the passage of the Human Rights Act has encouraged some to
argue that sovereignty has shifted from Parliament to the people, as
parliamentary sovereignty has given way to popular sovereignty. Other issues
concerning sovereignty include:
• The sovereignty of Parliament may have eroded as a result of EU
membership. This has established EU law and treaties as 'higher' than statute
law passed by Parliament. However, the capacity of Parliament to pass a law
leaving the EU may (technically) preserve Parliament's legal sovereignty. •
Some argue that devolution has led to a form of 'quasifederalism' in which the
Scottish Parliament, Welsh Assembly and Northern Ireland Assembly have
effectively become autonomous legislatures. • Some have argued that sovereignty
resides more with the executive than with Parliament, although this does not
affect the location of sovereignty, which still resides with the ‘Crown (executive)
in Parliament’.
4(c) A codified
constitution is a constitution in which key constitutional provisions are
collected together within a single legal document, popularly known as a written
constitution. The UK constitutional system is, by contrast, uncodified in the
sense that it is based on a collection of sources and allows Parliament to be
technically sovereign. Arguments in favour of a codified constitution include
the following:
• As key constitutional rules are collected
together in a single document, they are more clearly defined than in an 'unwritten'
constitution. Codification would have the effect of entrenching constitutional
rules, requiring a device to ensure there is a consensus for change. • A codified constitution would cut government
down to size. It would therefore be a solution to the problem of 'elective dictatorship',
through which the executive is able to act however it wishes through its
ability to control a sovereign Parliament. • A codified constitution would be
'policed' by senior judges. As judges are 'above' politics, they would act as
neutral and impartial constitutional arbiters, unlike elected politicians at present.
• Individual liberty would be more securely protected by a codified
constitution because it would define the relationship between the state &
the citizens, possibly through a bill of rights. • A codified constitution has
educational value, in that it highlights the central values & overall goals
of the political system, something that may be particularly pressing in an increasingly
multicultural society. However, codified constitutions may have a number of drawbacks:
• Codified constitutions tend to be more rigid
than uncodified ones, meaning that they become outdated and fail to respond to
an ever-changing political environment. •
Judges are not the best people to police the constitution because they are
unelected and socially unrepresentative. The benefit of an uncodified
constitution is precisely that it is interpreted and applied be elected
politicians. • Codified constitutions are legalistic documents, created by people
at one point in time. Uncodified constitutions, on the other hand, have been
endorsed by history and have an organic character. • Codified constitutions are
inevitably biased because they enforce one set of values or principles in
preference to others. They can never be 'above' politics, and may precipitate
more conflict than they resolve. • Constitutional reforms since 1997 have
effectively dispersed governmental power and created stronger checks and balances
within the UK. This, together with the Human Rights Act, means that concerns
about excessive government power are now over-stated and that a codified
constitution is unnecessary. Effective responses will consider these and other
points as part of a balanced and evidence-based argument that leads to a
reasoned conclusion.
1. (a) What is
parliamentary sovereignty?
Parliament is the ultimate source of political
authority, the supreme law making body, laws are legitimate only if promulgated
in parliament. Parliament cannot bind its successors, is not bound by predecessors.
(b) In what ways has
parliamentary sovereignty been affected by membership of the EU?
In an overall sense parliament has not lost sovereignty because Britain
reserves the right to leave the EU. It is also true that many areas of jurisdiction
have not been transferred to the EU. These include e.g. taxation, education,
health. We can also say that there has been some pooling of sovereignty rather
than loss. Thus the UK parliament has some influence over the affairs of other
member countries. Nevertheless, in areas of EU jurisdiction, which have been
gradually extended since 1973, EU law takes precedence over UK law, so parliamentary
sovereignty has been eroded. The courts must enforce EU law if there is a
conflict with UK law. It can also be mentioned that parliament has very little
time to debate proposed EU legislation & so exercises little control over
the government’s negotiations with other members & in the Council of
Ministers. Factortame or similar is an example. Reference to QMV and unanimous
voting is not essential but will be credited in level 3 answers.
(c) To what extent
have both Houses of Parliament become more effective since 1997?
The Commons could be said to remain as ineffective
as ever, still dominated by party whips, controlled by patronage & hindered
by collective responsibility of government, insufficient time for opposition
business, private members’ business etc. It arguably has insufficient time or
expertise & select committees lack enforcement ability. On the other hand
there are signs of greater activism, especially since 2005, with government
having to accept obstruction over detention of terrorist suspects, ID cards,
casinos etc. The effectiveness of the Commons varies depending on the size of
the government majority. Certainly select committees now appear to be more influential
with professional chairmen in place. There has been a more independent culture
in the House in recent years with MPs more willing to take independent views.
Lords also has become more effective, especially after reform. There has been
more effective control and scrutiny, especially in the fields of law and order
and human rights. Nevertheless the Lords remains relatively weak & lacking
authority with constitutional barriers to its powers. Yet it is certainly more
active & more professional than in the past. E.g’s of parliamentary
effectiveness in controlling government have been over the holding of terrorist
suspects without trial, super-casinos & ID cards. Other examples may be
valid. It can also be pointed out that the legitimacy & therefore
effectiveness of the Lords has been increased since reform (most hereditary
peers removed).
2. (a) Outline two powers
of the Prime Minister.
Powers include leadership of the governing party, appointment and dismissal
of ministers, commander in chief and head of intelligence services, negotiating
foreign treaties, dissolution of parliament, general control over cabinet
business, patronage in terms of bishops and peerages (now limited by
Appointments Commission).
(b) Explain three limits on the power of the Prime
Minister.
The limitations include the following: idea of
primus inter pares and so can be overruled by cabinet colleagues (Thatcher was
removed by her cabinet). PM must command the support of parliament and will
lose power if he/she cannot command parliamentary support (Major). A PM also
relies on the support of his/her party and will lose power if party authority
is lost (Blair in his last two years). Though the PM has wide prerogative
powers, ultimately opposition from parliament could be decisive. Parliamentary
sovereignty means he cannot be sure of the passage of key legislation
(detention of terrorist suspects). Loss of public support and/or decline in
media image can also be described as a limitation as occurred with our last
three prime ministers. Credit can be given for reference to limitations to UK
government jurisdiction which impacts on prime ministerial power, such as
devolution, EU membership & globalisation.
(c) To what extent has
cabinet government been replaced by prime ministerial government?
Prime ministerial government implies that it is dominated by the PM &
other institutions are weak. The main alternative is the term cabinet
government. This term implies that cabinet is the central policy making body,
dominates the system through its collective status & that the PM is no more
than primus inter pares. Evidence that the system is indeed prime ministerial
includes extensive patronage, control over Cabinet meetings & agenda,
dominance of the policy making procedure, growth of advice through 10 Downing Street,
effectively a PM’s department, concentration on the PM by the media, the
dominance of foreign policy and security issues which are not normally subject
to cabinet control. On the other hand many argue this is only appearance &
the system remains essentially collective, i.e. there is a presidential style,
but not so much substance. Some decisions are still made in cabinet (probably
ID cards, post office closures) & it is still conceivable that the PM can
be overruled. Indeed, Gordon Brown pledged to govern more collectively. However,
knowledge of the PM’s domination of policies to alleviate the credit crunch &
recessions will be useful. Top answers may not refer to this, though knowledge
will be very useful. Responses which
refer to presidentialism are valid if the material refers to prime ministerial
domination or to its limitations.
4. (a) Distinguish between a codified and an uncodified constitution.
A codified constitution is one which is written and collected in one single
document known as a constitution or basic law. The USA constitution is an
example. An uncodified constitution like Britain’s is not collected into a
single document. Codified constitutions are effectively entrenched, though not
legally in Britain’s case.
(b) Explain three sources of the UK constitution.
The written parts include: statutes passed by
parliament which often create important constitutional reforms, e.g. the
devolution acts, HRA, Parliament Acts. Treaties with the EU which affect the jurisdiction
of parliament & government, e.g. Maastricht. Works of Authority such a
Bagehot or Dicey are written explanations of principles which are followed but
which are not contained in statute. The royal prerogative can be considered to
be a source. The procedures of parliament (Erskine May) can be seen as
constitutional. Conventions are unwritten rules which are considered binding.
- Analyse the importance of conventions within the UK constitutionConventions are unwritten rules that are considered binding on & by members of the political community. Many concern the royal prerogative & define PM powers. These include the powers of patronage, dissolution, control of military, foreign & security matters. They are vitally important because they are the source of most PM power. Patronage is especially crucial. They are controversial because the powers appear to be arbitrary in nature as well as giving too much (many argue) power to the PM. There are conventions concerning government which are vital. Collective responsibility keeps government united & gives it great strength, though it is criticised for stifling debate within government again increasing PM power. Individual ministerial responsibility is a key element in accountability of government. The Salisbury convention goes a long way to defining and circumscribing the power of the Lords. There are other conventions, mostly of less importance. In general conventions have replaced the need for a codified constitution (along with parliamentary sovereignty) so they are a key element. They are also seen as preferable as they are more flexible than entrenched, codified rules.
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